You can watch replay of session or download the resources by clicking the button below.

About this event

The next instalment of our masterclass series on how risk and compliance teams can build AI agents that run repeatable workflows safely, with the right oversight in place. Last time we covered compliance monitoring. This time we go upstream, to horizon scanning, and trace regulatory change all the way through to the policies it affects, across every regulator you answer to.

Few teams answer to just one regulator at large financial institutions. A primary regime like the FCA sits alongside two or three smaller ones layered on top, each publishing its own changes on its own cycle. As that load grows, the work of connecting a change to what it actually affects falls on the same team. This session is built around that reality, run in partnership with the ICA, and designed for practitioners.

Key focus on horizon scanning and policy governance

Horizon scanning is how a firm tracks regulatory change: new rules, consultations, guidance and enforcement, across every regime it operates under. When it works well, it flags relevant change that acts as the first link in a chain that runs from the change, to the obligations it creates, to the policies those obligations require.

Today in most institutions, that chain is mostly held together by extremely manual work. An update gets read, summarised and circulated, but rarely traced directly to the policies it impacts. Run that across a primary regulator and a handful of smaller ones and the gaps multiply: obligations drift from the rules, and policies get revisited on a fixed cycle rather than when the rule moves.

What you will learn:

Scanning regulatory change across multiple regulators in a single view

Tracing a change through to the obligations and policies it affects

Keeping an obligations register aligned to the rules as they move

Spotting where policies have drifted from the regulation behind them

Building traceability between regulatory change, obligations and policies, across jurisdictions